Investment Services for institutions and entities

The Expertise Your Organization Needs

We recognize that behind every entity there are people focused on a mission. That’s why we share our expertise with corporations, nonprofits, municipalities, foundations, estates, and trusts. Our team can help your team with asset management, retirement plan services and cash management.

Providing Guidance to Corporations, Municipalities, Nonprofits, and Other Entities

Entities like yours have relied on Generation Capital Management for decades to help them navigate the risks posed by managing their investment accounts and retirement plans. We are proud to take on the responsibility of investment management so that leadership can focus on their organization’s mission.

Retirement Plan Management

We have easy solutions to help your organization start or manage a 401(k), 403(b), 457, SIMPLE, SEP or even a pension. As one of the largest managers of municipal retirement plans in Upstate New York, we are happy to share our expertise with any organization looking to offer a retirement benefit to their employees.

We provide plan fee analysis and optimization, fiduciary risk management, independent investment due diligence, investment policy statement (IPS) creation and full-scale RFP management for service providers all through our documented process.

As an SEC-Registered Investment Advisor, we can offer ERISA 3(38) fiduciary services which means we can assume full responsibility for selection, monitoring, and replacement of retirement plan investment options. (Note: Registration with the SEC does not imply a certain level of skill or training.)

In-House Investment Management

As is the case with individuals and families, we can manage the investment accounts for an organization right here at Generation Capital Management. We can also support your business with cash management services and pension management services.

Our data-driven process is captained by Scott Nasca, CFA. It’s designed to help reduce risk and find areas of opportunity. All while keeping your entity’s needs in perspective.

Fiduciary Consulting

Federal regulators and participants are increasingly challenging the prudence of plan sponsor management decisions, investment choices, and fee structures. This results in a growing body of litigation risk.

We can provide an objective assessment of your current plan to see if it is properly invested, protects you as plan sponsor from fiduciary liability, and is cost efficient. If it fails our analysis, we will lay out alternatives that meet those three critical criteria.

Let's Discuss Your Organization's Needs